Regulatory Info.

Company’s Registration Number:: K-14082 / 98255
Sales Tax Number:: S2908363-0
National Tax Number:: 2908363-0
Status of the Company:: Economic Significant Entity (ESE)
Regulators Web Links:: Securities and Exchange Commission of Pakistan; Pakistan Stock Exchange Limited; National Clearing Company of Pakistan Limited; Central Depository Company of Pakistan Limited; State Bank of Pakistan

Broker Registration Number:: 216
Auditor:: Riaz Ahmed & Company Chartered Accountant
Net Capital Auditors:: Our statutory auditors are also the auditors of Net Capital Balance Certification. Details are as under:; M/s Riaz Ahmad & Co.; Chartered Accountants; 108-109, 1st Floor, Park Avenue, Block-6, P.E.C.H.S,; Shahrah-e-Faisal, Karachi
Legal Advisor:: Siddiqui & Raza Legal Advisor
Registered Agents:: 1. Tariq Adam, Director, Head of Equity Operations; 529, 533-534, 5th Floor Stock Exchange; Stock Exchange Road, Karachi, Pakistan.; PH: +92(21) 32446611, 32426652-3; FAX: +92(21) 32426429; 2. Haris Aslam, Head of AKD Trade Online; AKD Trade Head Office, Suite # 207, 2nd Floor; Continental Trade Centre, Block 8, Clifton - Karachi, Pakistan; UAN: 111-253-253; FAX: +92(21) 3583-6517; 3. Aun Raza, Branch Manager - AKD Securities Limited; Suit No. 3, 1st Floor, Mezan Executive Tower,; Liaquat Road, Faisalabad, Pakistan; PH: +92(41) 2620361-67; FAX: +92(41) 2620368

Sponsors:: Aqeel Karim Dhedhi Securities (Pvt.) Ltd.
Audit Committee:: 1. Hina Junaid - Director; 2. Tariq Adam Ghumra - Director

Rating of Brokerage House:: Long Term Rating: A+
Short Term Rating: A-2
For Rating Report Of JCR-VIS Click Here
Pattern of shareholding:: For Pattern Of Shareholding Click Here
SECP Online Complaint Lodge:: https://www.secp.gov.pk/for-investors/complaints/
PSX Online Complaint Lodge:: http://csir.psx.com.pk/?type=2
CDC Access:: https://www.cdcaccess.com.pk/
CDC Investor Account Services:: http://cdcpakistan.com/businesses/investor-account-services/
Customer's Grievances / Queries Details:: Quarter Ended 31 December 2016
Detail of Action (s) taken by the Exchange and the Commission against the Company:: There is one instance of alleged violation of Code of Conduct for the Brokers in which the SECP has imposed penalty upon the Company. The Company has filed an appeal against the SECP's Order denying the allegations and the case is currently pending for adjudication before The Hon'ble High Court of Sindh.
Net Capital Balance:: Statement of NCB As At 30 June 2018; Statement of NCB As At 31 December 2016
Liquid Capital Balance:: Statement of LCB As At 30 June 2018
Financial Statements:: Financial Statement June 2012; Financial Statement June 2013; Financial Statement June 2014; Financial Statement June 2015; Financial Statement June 2016; Financial Statement June 2017

AKD Securities Ltd.